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| Volume 3, Number 1, Article 4, Pages 32-40 |
doi:10.1167/3.1.4 |
http://journalofvision.org/3/1/4/ |
ISSN 1534-7362 |
Orienting of attention without awareness is affected by measurement-induced attentional control settings
Jason Ivanoff |
Department of Psychology, Dalhousie University, Halifax, Nova Scotia, Canada |
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Raymond M. Klein |
Department of Psychology, Dalhousie University, Halifax, Nova Scotia, Canada |
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Abstract
McCormick (1997) concluded that peripheral cues presented below a threshold of awareness could nevertheless attract attention because they facilitated target processing near the cue shortly after its presentation. Yet, whereas an exogenous shift of attention typically exhibits a biphasic pattern (initial facilitation followed by inhibition of return [IOR]), at late cue-target onset asynchronies, IOR was not observed by McCormick. In our study, targets requiring a detection response were preceded by masked and nonmasked, uninformative cues presented under two conditions: one in which the cue was ignored (no report) and one in which the cue was detected and localized following the response to the target (cue report). When participants were required to make cue judgments at the end of each trial, we replicated McCormick’s pattern, finding facilitation (but not IOR) following both masked and nonmasked cues. When there was no requirement to judge the presence or location of the cues, IOR was present with and without masks, whereas facilitation was observed only when the cues were not masked. That the assessment of cue awareness increases attentional facilitation and prevents (or delays) the onset of IOR is attributed to attentional control settings put in place to perform the cue-awareness assessments in the cue-report condition.
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History
Received March 4, 2002; published January 24, 2003
Citation
Ivanoff, J. & Klein, R. M. (2003). Orienting of attention without awareness is affected by measurement-induced attentional control settings.
Journal of Vision, 3(1):4, 32-40,
http://journalofvision.org/3/1/4/,
doi:10.1167/3.1.4.
Keywords
attention, inhibition of return, awareness, consciousness, masking, cueing
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Attention is the means by which a particular region of
space and the objects that occupy this region receive further or enhanced
processing. Generally, it is thought that attention traverses space in at least
two modes ( Jonides, 1981; Posner, 1980):
Endogenous shifts of attention are slow
and largely under volitional control;
exogenous shifts of attention are rapid
and thought to occur automatically. The spatial-cueing paradigm, in which
targets are preceded by cues that may or may not provide information regarding
the spatial location of a forthcoming target, has been used extensively to
explore both modes of orienting attention. Whereas endogenous orienting is
studied with predictive cues (e.g., a central arrow predicts with 80% validity
which of two locations will contain the target), exogenous orienting is studied
with noninformative peripheral cues (e.g., a sudden onset stimulus that does not
predict which of two locations will contain the target [i.e., 50% validity]). A
peripheral cue with predictive validity may engender both exogenous and
endogenous modes of attention. A shift of exogenous attention to the location
occupied by the cue, or a shift of endogenous attention to the location
indicated by the cue, is inferred when responses are faster and/or more accurate
to targets presented at the cued location than to targets at an otherwise
equivalent, uncued location.
Empirically, the distinctions between endogenous and
exogenous shifts of attention, using predictive central cues and peripheral
noninformative cues, respectively, are well established (for a review, see Klein & Shore, 2000). One difference
between endogenous and exogenous orienting is apparent in the time course of
their processing effects. Posner and Cohen (1984) were the first to
report a biphasic pattern of results from exogenous cues. At short
stimulus-onset asynchronies (SOAs), target detection performance is generally
better at the cued than at the uncued location, reflecting the benefit of
attending to a location. However, at longer SOAs (>250 ms), performance is
worse at the cued location. This later inhibitory effect, now called inhibition
of return (IOR), is generally thought to be caused by oculomotor programming ( Rafal, Calabresi, Brennan, & Sciolto,
1989; Taylor & Klein, 1998) and to
have widespread effects on information processing (slowing perceptual,
attentional, and response stages of processing; for a review, see Klein, 2000). For the purpose of this
investigation, it is important to note that IOR is a hallmark of exogenous cues;
it is not observed following orienting in response to predictive, central
endogenous cues ( Posner & Cohen, 1984;
Rafal et al., 1989).
If exogenous cues automatically capture attention, then
attention might be captured without one being aware of the cue. In an important
study aimed at testing this hypothesis, McCormick (1997) used exogenous cues that
were salient or inconspicuous, and he followed the general recommendations of Dixon (1971) and Holender (1986) by assessing both the locus
of attention (as reflected in target reaction time) and cue awareness on every
trial. In addition, by reversing the validity of the peripheral cue, McCormick
implemented a version of Jacoby’s
(1991) process-dissociation procedure in which conscious and unconscious
processes are placed in opposition. That is, the cue and target rarely (15%)
appeared at the same location, so that if the cue was consciously localized, it
would be to the observer’s advantage to endogenously reorient attention
away from it to the opposite location where targets were likely (85%) to be
presented. As expected, when participants were aware of the cue, responses to
the target were faster at the uncued location (the one likely to contain the
target) than at the cued location. When participants reported that they were not
aware of the cue, responses were faster to targets at the cued location than at
the uncued location. McCormick concluded by noting that his study supports Posner’s (1980) distinction between
orienting and detecting. Posner suggested that the alignment of attentional
resources with a signal (orienting) is a pre-requisite for awareness of the
signal (detection). Converging with the finding of orienting without awareness
in patients with blindsight ( Weiskrantz,
1986) and extinction ( Danziger,
Kingstone, & Rafal, 1998), McCormick’s results with normal
observers showed that “Exogenous orienting appears to occur before and at
lower thresholds than detection and does not require conscious awareness (p.
179).” Figure 1. Time course of facilitation (positive
values on the ordinate) and IOR (negative values) for McCormick's (1997) orienting without
awareness condition in his third experiment and the results from a recent
meta-analysis of exogenous orienting, using supra-threshold cues, by Ivanoff et al. (2002). In this figure (and
subsequent figures), the ordinate reflects the mean uncued RT minus cued RT
difference.
Although McCormick
(1997) convincingly demonstrated early facilitation when participants were
unaware of the cue, three issues warrant reexamination. First, McCormick’s
clever application of the process-dissociation approach required the
unconventional use of peripheral cues that were informative to elicit
unconscious exogenous orienting. It is possible, therefore, that the shift of
attention that occurred without awareness in his work was somehow contingent on
the establishment of an attention set to endogenously orient attention away from
the cue. Thus, we will determine if we can generalize McCormick’s
important finding of unconscious orienting using uninformative peripheral
cues.
Providing a second impetus for this work is the fact
that when McCormick (1997) tested cue-target SOAs ranging from 80 ms to 1,000 ms (Experiment 3), IOR did not follow the early facilitation that was obtained when the cue was not noticed. Instead, at the longer SOAs (500 and 1000 ms), there were no significant cueing effects. The time course of the cueing effects from the unaware condition of McCormick’s Experiment 3 are compared to a recent analysis of the time
course of facilitation ( Figure 1; based on
over 200 participants) and IOR in discrimination tasks (by Ivanoff, Klein, & Lupiáñez,
2002) following purely exogenous cues. The crux is that without awareness
(i.e., McCormick, 1997), there is very
little evidence of IOR, whereas IOR is clearly evident when cues are presented
above the threshold of awareness (e.g., Ivanoff et al., 2002). 1
There are at least four reasons why McCormick (1997) did not observe IOR in
the unaware condition in his third experiment. First, perhaps IOR is present
following peripheral cues that attract attention unconsciously, but McCormick
failed to find it because of insufficient statistical power: there were only
eight participants in his Experiment 3. Because our experiment will have 21
participants, it will provide an assessment of this possibility. Second, if IOR
and facilitation are the result of distinct mechanisms ( Danziger & Kingstone, 1999; Klein, 2000, see Figure c, Box 1), then
perhaps only exogenous attention occurs without awareness. For example, if IOR
were the result of a conscious strategy to orient toward novel locations, then
it would not be observed when participants are not aware of the cue. Although
the time course of IOR has been shown to change with endogenous strategies
(e.g., Lupiáñez &
Milliken, 1999; Klein, 2000), currently
there is no direct evidence that IOR is an endogenous process. A third
possibility is that IOR was not observed with unaware cues because of demands
related to the cue . Unlike a typical exogenous cueing study, McCormick uses a process-dissociation approach that requires participants to actively search for the cue on every trial because they were instructed to attend the location opposite the cue that was more likely to contain targets. In addition, at the end of every trial, participants reported whether or not they had detected the cue. These requirements may have established an attentional control setting (ACS) ( Folk, Remington, & Johnston, 1992) to
detect and localize the cues, which might have encouraged attention to remain
engaged at the cued location. This would increase the overall attentional
facilitative effect and eliminate or delay the appearance of IOR. This
hypothesized effect upon IOR could occur whether IOR begins when attention is
removed from the cued location or begins with the cue’s onset but is
masked by facilitation until attention is removed (for evidence of this latter
possibility, see Danziger & Kingstone,
1999; Klein, Munoz, Dorris, & Taylor,
2001). An interesting aspect of this explanation is that the ACS, an
endogenous process, might modify a nonconscious mental process (for an example
of the influence of endogenous factors influencing the assessment of awareness,
see Snodgrass, Shevrin, & Kopka,
1993, and Van Selst & Merikle,
1993). This possibility will be assessed by exploring two conditions. In
one, participants provided reports of cue detection and localization following
each trial (cue-report condition); in the other, no reports of cue awareness
were made (no-report condition). The ACS hypothesized to discourage attention
from orienting away from cues that capture it unconsciously ought to be present
in the cue-report condition. This ACS should prevent the observation of the IOR
effect. However, the ACS should not be activated when no-cue reports are
required. If this explanation for the absence of IOR in McCormick’s study
is correct, then IOR will be observed when cue reports are not required.
A fourth possibility, suggested by an anonymous
reviewer, is that the facilitation McCormick (1997) observed in his unaware
condition might reflect a form of luminance summation (e.g., Sachs, Nachmias, & Robson, 1971; Watson & Nachmias, 1980) rather than
orienting, and that without exogenous orienting, IOR might not be expected to
occur. For McCormick’s Experiments 1 and 2, this challenge might be
rebutted by noting that the 500-ms cue-target SOA was too long, and the 1 deg of
spatial separation (between cue and target) was too far for either temporal or
spatial summation to be operating. In Experiment 3, however, for which the SOA
was 80 ms, temporal summation might have contributed to the facilitation that
was observed. We think this is unlikely because the effect McCormick observed
was larger than might be expected in this experiment (30 ms for unaware cues),
considering that the task was form (X vs. 0) discrimination. Nevertheless, the
third feature of the present study is that it can address this alternative
explanation for McCormick’s finding (serendipitously, we must add, as we
were unaware of the summation alternative until after the research was
conducted). If we obtain IOR at the longer SOAs, then this will provide indirect
evidence that an exogenous shift of attention was responsible for the
facilitation at the shorter ones.
Twenty-one undergraduate participants from Dalhousie
University participated in the experiment as part of a course.
All stimuli were presented in black and gray on the
white background on iMac computers using SuperLab software. The fixation point
was a plus sign (+) measuring 0.7 cm by 0.7 cm. The cue was a hollow circle
measuring 1 cm in diameter presented 4.5 cm from fixation (to the innermost part
of circle). The mask consisted of two hollow, 1.4-cm diameter circles presented
to the left and right of fixation. The two-circle mask was positioned so that it
would overlap a cue perfectly (about 4.3 cm from fixation to the innermost part
of the circle) without actually occupying the same space. The space between the
cue and the mask was just 1 pixel. This was a meta-contrast masking procedure
( Breitmeyer, 1984). The go target was
a single filled black circle measuring 0.8 cm that could be presented 4.9 cm to
the left or right of fixation. The no-go target was exactly like the go target
except that it was dark gray.
In the condition for which cue-awareness assessments
were made, at the end of the trial, a “report-cue display” was
shown, illustrating the nine left-most letters on a QWERTY keyboard (q, w, e, a,
s, d, z, x, c) along with instructions for responding. Each letter was presented
inside a small square. The letters were arranged as they are on the keyboard (in
a 3 x 3 matrix shaped like a rhombus).
Above the letter matrix, the words “LEFT,” “ABSENT,” and
“RIGHT” were in the left, center, and right columns, respectively.
Along the right side of the matrix of letters were the labels “HIGH
CONFIDENCE,” “SOME CONFIDENCE,” and “NO
CONFIDENCE” for the top, middle, and bottom row, respectively. The display
was accompanied by instructions for the participant to report whether, and if so
where, a single unfilled circle (i.e., the cue) had been presented.
Each participant took part in the experiments in the
same classroom, which was equipped with 20 iMac computers. In two
“sittings,” subjects participated in the experiment at the same time
as other subjects. There were 17 participants in the first sitting and 4 in the
second. Participants were seated approximately 50 to 60 cm away from the screen.
At this viewing distance, 1 cm on the screen corresponded to approximately 1 deg
of visual angle.
There were two conditions: no report and cue report.
All participants completed the no-report condition before the cue-report
condition, so that there would be no carry-over effects when participants
performed without reporting cue awareness from having done the reporting
previously. The two conditions were separated by approximately 15 min, during
which time the instructions for the cue-report condition were explained.
Every trial started with the presentation of a blank
screen for 600 ms. The central fixation point was then presented alone for 900
ms. Following this, no cue, a left cue, or a right cue was added to the fixation
display for 15 ms. There were equal numbers of trials without a cue, with a left
cue, and with a right cue. The cue (if presented) was removed and the central
fixation point was presented alone for 15 ms. On one half of the trials, the
two-circle meta-contrast mask was presented for 30 ms; on the other one half of
the trials, the fixation point alone was presented for the 30 ms. Following
this, the fixation point was presented alone for 45 ms (for the 105-ms SOA) or
for 945 ms (1005-ms SOA). The target (go or no-go) was then presented for 900 ms
or until a response was made. The cue’s location did not predict the
location of the target (i.e., the validity of a cue was 50%). Responses were
made with the right hand using the “.” key.
It was emphasized to the participants that every trial
has the following structure: a fixation point; a single brief cue (an unfilled
circle presented alone) may or may not appear to the left or right of fixation
(left, right, and absent are equally probable); two circles (the mask) may or
may not appear; and the go or no-go target. An illustrative example of the
procedure was drawn on a chalkboard for the participants. It was explained to
the participants that the mask (the two circles) would appear only 50% of the
time and that the cue (circle presented alone) would not appear, appear to the
left, or appear to the right 33% of the time. They were instructed to press the
“.” key quickly with their right index finger whenever the
black-filled circle (go target) appeared, but to withhold responding when the
circle was gray (no-go target). Participants were instructed to place their left
hand over the left side of the keyboard with the heel of the palm placed on the
desk. However, they did not need to make a response with this hand.
There were three blocks of 96 trials. Within each
block, one half of the trials were devoted to the short (105 ms) SOA and one
half were devoted to the long (1,005 ms) SOA; and at each SOA, one half of the
trials were masked and one half were unmasked. There were equal numbers of
trials without a cue, with left cues, and with right cues. Finally, in each
block, 25% of the trials were no-go targets. If a response was made to a no-go
trial, this was counted as a false alarm. Feedback was not provided.
In the cue-report condition, the procedure was the same
as the no-report condition with the following two exceptions. First, a display
appeared at the end of each trial prompting the participants to make a report
regarding the presence and location of the single unfilled circle (i.e., the
cue). If they believed that the cue was not shown (irrespective of whether the
mask appeared), they were to press the “w,” “s,” or
“x” keys, depending on whether they had high confidence, some
confidence, or no confidence in their decision, respectively. If they believed
that a cue had been present, they were to press the “q,”
“a,” or “z” key if the cue was on the left or the
“e,” “d,” or “c” key if the cue was on the
right. Again, they were to press the “q”/“e,”
“a”/“d,” or “z”/“c,” depending
on their confidence of their cue report (high, some, or none, respectively).
They were instructed that the post-target cue reports were nonspeeded and that
they were to make their decision as accurately as they could. Second, there were
4 blocks of 96 trials, rather than 3.
Although the no-report condition was run first, the
results will be reported in the opposite order because the report condition is
more comparable to McCormick’s
(1997), and it is important to first establish whether we
have replicated McCormick’s finding
of early facilitation without a subsequent IOR effect from masked cues.
RTs less than 150 ms and greater than 900 ms were
excluded from the analysis. RTs greater than 900 ms were not recorded because
the target disappeared, and the trial ended 900 ms after the onset of target.
This RT criterion excluded 10% of the trials. Most of the excluded RTs were
greater than 900 ms; only 0.25% of the RTs were less than 150 ms.
The RTs are presented in Table 1. RTs from trials with cues 2 were entered into a 2 (cueing: cued and
uncued) x 2 (SOA: 105 ms and 1,005 ms) x 2 (mask: present and absent) repeated
measures ANOVA. The effects of cueing [F(1,20)=10.13,
p < .005], SOA
[F(1,20)=72.40, p < .001], SOA x
cueing [F(1,20)=20.17,
p < .001], and SOA x
cueing x mask [F(1,20)=20.87,
p < .001] were all
significant. To break down the three-way interaction, cueing effects (mean
uncued RTs minus cued RTs) were examined at each level of mask and SOA (see Figure 2). At the 105-ms SOA, there was a 20-ms
advantage for cued RTs over uncued RTs, when the cues were masked [t(20)=2.22,
p < .05] and a 57-ms facilitation
effect when they were not masked [t(20)=5.97,
p < .001]. The uncued minus cued
difference was significantly greater for nonmasked cues than it was for masked
cues [t(20)=3.58, p < .005]. At the
1,005-ms SOA, there was a 21-ms advantage for the uncued condition (i.e., an IOR
effect) when there was no mask [t(20)=2.17,
p < .05]. The uncued RT minus cued
RT difference (an 8-ms advantage for the cued location) was not significant when
there was a mask ( p >
.25). Table 1. Mean
Response Times and Percentage of False Alarms in the Cue-Report Condition
|
Cueing
condition
|
|
Stimulus-onset
asynchrony
|
No cue
|
Uncued
|
Cued
|
|
|
Mask
|
|
|
105 ms
|
574 (8.93%)
|
585
(15.48%)
|
565 (9.52%)
|
|
1,005 ms
|
474
(12.50%)
|
485
(12.50%)
|
476
(12.50%)
|
|
|
No Mask
|
|
|
105 ms
|
522 (3.57%)
|
606 (7.14%)
|
549 (7.14%)
|
|
1,005 ms
|
493 (5.36%)
|
452
(20.83%)
|
473
(11.31%)
|
Figure 2. Mean
RT differences (uncued RTs minus cued RTs) for each masking condition and
cue-target stimulus-onset asynchrony in the cue-report condition. An asterisk
indicates that the indicated uncued-cued difference is statistically significant
from 0 (p < .05).
The false alarm rates were entered into the same
analysis as were the RTs. The main effect of cueing [F(1,20)=6.83,
p < .05], the mask x SOA interaction
[F(1,20)=8.65, p < 001], and the SOA
x cueing x mask interaction [F(1,20)=5.12,
p < .05] were significant. We
examined the three-way interaction by examining cueing effects as a function of
mask and SOA. There were 9.5% more false alarms for targets at the uncued
location than at the cued location [t(20)=2.32,
p < .05] at the 1,005-ms SOA when
there was no mask. No other differences were significant
(ps >.10).
The ability of participants to correctly perceive (i.e., detect and localize) the cues was assessed using the information transmitted (Ht) metric. As described by Miller (1956), Ht measures the correlation
between the stimulus (cue on left, cue on right, and no cue) and the
subject’s responses (left, right, and none). With three equally likely
alternative stimulus states, the maximum amount of information that could be
transmitted in this situation is 1.585 bits. Participants’ cue reports transmitted 0.996 bits of information when there was no mask and only 0.107 bits when there was a mask, a difference that was highly significant [t(20)=9.019, p <
.0001). Using the more common percent correct measure, performance was 44.4%
correct in the mask condition and 83.4% correct in the no-mask condition (note
33.3% correct is the “chance” level).
A bootstrapping procedure, using the same number of
observations as obtained in this study, was employed to determine the mean and
variance of information transmitted under the assumption of random responding.
This procedure allows us to note that the performance of over one half of the
participants in the mask condition could not be distinguished from chance
performance, whereas this was true for only one subject in the no-mask
condition. Because the overall level of cue-report performance was so close to
chance when the mask was presented, we are confident that on the vast majority
of masked trials, the signal strength of the cues was at or below the objective
threshold of awareness. To ensure that the inclusion of participants with
significantly better than chance cue report performance in the mask condition
was not contaminating our pattern of findings, two groups were formed (chance
and above chance), and the RT and false alarm data were subjected to a mixed
ANOVA with group (chance and above chance) as a between-subject variable and
cueing, SOA, and mask as the within-subject variable. The critical three-way
interaction between cueing, SOA, and mask described above and illustrated in Figure 2, was unaffected by group in this
analysis [i.e., the four-way interaction between group, SOA, cueing, and mask
was not significant; RT: F(1,19)=1.07,
p > .30, power=0.16; false alarms:
F(1,19)=0.20, p > 0.65, power=0.07]
supporting our decision to treat the participants homogeneously.
We suspected that the confidence ratings were not well
understood by our participants, as the average rating by our participants for
the masked condition was 2.3 and the average rating for the unmasked condition
was 2.7. Although this difference was significant [t(20)=4.55,
p < .001], we will not
consider the analysis of confidence ratings too seriously.
RTs faster than 150 ms and slower than 750 ms were
excluded from the analysis. This response window criterion (shortened from that
used in the more difficult cue-report condition because of the faster RTs here
in the absence of the cue-report requirement) excluded 2.1% of the trials.
The mean RTs are shown in Table 1. Mean RTs from trials with cues were
entered into a 2 (cueing: cued and uncued) x 2 (SOA: 105 ms and 1,005 ms) x 2
(mask: present and absent) repeated measures ANOVA. The main effect of SOA
[F(1,20)=5.34, p < .05], the
interaction between cueing and SOA [F(1,20)=15.99,
p < .001], and the
three-way interaction between SOA, mask and cue [F(1,20)=5.20,
p < .05] were significant. To
examine the three-way interaction, the cueing effects (uncued RTs
minus cued RTs) were examined at each level of
SOA and mask (see Figure 3). When the cues
were masked, there was 1 ms of nonsignificant facilitation at the short SOA and
–11 ms of significant IOR [t(20)=2.56,
p < .05] at the longer SOA. When the
cues were not masked, there was 12 ms of significant facilitation [t(20)=2.21,
p < .05] at the short SOA and
–23 ms of significant IOR [t(20)=5.82,
p < .0001] at the long SOA. The
difference between the IOR effect for masked and nonmasked cues was marginally
significant [t(20)=1.83, p =
.0823]. Table 2. Mean
Response Times and Percentage of False Alarms in the No-Report Condition
|
Cueing
condition
|
|
Stimulus-onset
asynchrony
|
No cue
|
Uncued
|
Cued
|
|
|
Mask
|
|
|
105 ms
|
418 (13.5%)
|
406 (7.9%)
|
405 (10.3%)
|
|
1,005 ms
|
398 (9.5%)
|
387 (14.3%)
|
398 (6.3%)
|
|
|
No Mask
|
|
|
105 ms
|
426 (4.8%)
|
417 (9.5%)
|
405 (6.3%)
|
|
1,005 ms
|
424 (7.9%)
|
383 (17.5%)
|
406 (8.7%)
|
Figure 3. Mean
RT differences (uncued RTs minus cued RTs) for each masking condition and
cue-target stimulus-onset asynchrony in the no-report condition. An asterisk
indicates that the indicated uncued-cued difference is statistically significant
from 0 (p < .05).
The percentage of false alarms was entered into the
same analysis applied to the RTs. The mean percentage of false alarms is shown
in Table 2. The main effect of cueing was the
only significant effect [F(1,20)=4.66,
p < .05]. Previous work has shown
that the IOR effect, as measured with RTs, is characterized by fewer false
alarms for cued than for uncued targets ( Ivanoff & Klein, 2001). Thus, despite
the nonsignificant cueing x SOA interaction, cued and uncued false alarms were
compared at each level of SOA. At the short SOA, the difference between cued and
uncued was not significant, but at the longer SOA, there were 8.3% more false
alarms at the uncued than at the cued location [t(20)=2.69,
p < .05].
When the cue was not masked, the results clearly
duplicated one typical pattern in the literature: at the early SOA (105 ms),
responses were facilitated when the target appeared at the same location as the
cue. This attentional facilitation effect was modified by the instructions to
report the cue. The 57-ms attentional facilitation effect in the cue-report
condition was significantly [t(20)=4.76,
p < .001] larger than the 12-ms
attentional facilitation effect in the no-report condition. This enhancement may
be due to the engagement of an attentional set to detect and localize the cue.
The purpose of this set is to extract and maintain enough information regarding
the cue to make an accurate report after the target’s disappearance. As a
result of this attentional set, the cue’s power to attract and hold
attention would be greatly enhanced. Our results support this idea.
At the longer SOA (1,005 ms), when the cues were not
masked, we found the usual IOR effect. Interestingly, the IOR effect for the
cue-report condition (M=-21 ms) did not differ from that in the no-report
condition (M=-23 ms). Apparently, attention had been withdrawn from an unmasked
cued location about 1 s after the cue, irrespective of whether or not a cue
report was required, allowing IOR to be observed. Supporting the RT results, the
false alarm analysis reveals the tell-tale excess of false alarms for uncued
targets than for cued targets that is associated with IOR ( Ivanoff & Klein, 2001). Although this
difference was significant only in the cue-report condition, it is also the case
that the cued minus uncued differences for
false alarms in the cue-report and no-report conditions were not significantly
different from each other [t(20)=0.10,
p > .90). Thus, IOR was not
significantly altered by the ACS to detect and localize the cue. This provides
converging evidence for a nonattentional component to the IOR effect ( Ivanoff & Klein, 2001; Ivanoff et al., 2002; Klein & Taylor, 1994).
The cue-report condition with the masked cues is the
one that closely resembles the conditions of McCormick’s (1997) experiment where
his participants were unable to detect the cues. Supporting this comparison is
the fact that the general pattern of results is similar in McCormick’s
study and ours. McCormick found evidence of early attentional facilitation
without evidence of later IOR. Likewise, in our comparable experimental
condition (i.e., the cue-report condition with masked cues), we found evidence
of attentional facilitation and no IOR (see Figure 2). Indeed, the direction of the effect
at the late SOA was opposite to that expected if there was an IOR effect. Thus,
McCormick’s finding was replicated and extended to a situation in which
the peripheral cues were unpredictive.
A tempting interpretation of this result is that IOR is
not found when the cue is not consciously perceived. This conclusion would be
incorrect because in the no-report condition, there was 11 ms of IOR (that was
accompanied by 7.9% more false alarms for uncued targets than for cued targets).
Thus, the appearance of the IOR effect is not contingent on one’s
awareness of the cue. That the IOR effect is not different between the
cue-report and no-report conditions for nonmasked cues suggests that the ACS, by
itself, does not eliminate IOR. However, the combined influence of the ACS with
cues that are nonconsciously perceived does eliminate the IOR effect (in both RT
and false alarms). Our interpretation of this pattern of results is that when
there is an ACS to process the cue (for cue report), and when the cue captures
attention unconsciously (cue is masked), participants may fail to consciously
disengage attention from the cue on a substantial proportion of trials just
because they are not aware of its capture in the first place. With a mixture of
facilitation from attention and IOR when attention is finally disengaged, the
net result is a nonsignificant difference between cued and uncued RTs.
We have interpreted our pattern of results with masked
cues in terms of the orienting of attention toward the location of unconsciously
perceived cues. As outlined in the “Introduction,” some of McCormick’s (1997) findings might be
explained by spatial or temporal luminance summation. Summation provides an
unsatisfactory account of our pattern of findings for two reasons: First, if
summation were occurring. facilitation should have been observed whether or not
participants were reporting the cue, yet in the no-report condition, early
facilitation was absent. Second, IOR is an aftermath of orienting, hence its
presence in the no-report condition provides converging evidence that, when
observed, the early facilitation was due to orienting.
When cue awareness was assessed, our results replicate
and extend McCormick’s (1997)
finding that a peripheral cue, presented below the threshold of awareness,
facilitates target processing at early SOAs and does not show the expected IOR
effect at later SOAs. In contrast to McCormick’s study, which used a
process-dissociation procedure, our method could have obtained evidence for IOR,
yet like McCormick’s, it did not. Thus, unconscious peripheral cues
attract exogenous attention, without showing IOR, when there is an ACS to try to
detect and localize the cues. However, when the ACS is absent, because no cue
report is required, the early facilitation following a masked cue is virtually
eliminated and the IOR effect that normally follows exogenous orienting is
obtained. It thus appears that the experimenter’s attempt to measure cue
awareness on a trial-by-trial basis (as recommended by many scholars) alters the
processing that the cue elicits. This finding is reminiscent of the uncertainty
principle in quantum physics: Two properties of a particle, position and
momentum, cannot be measured with precision simultaneously (see Cassidy, 1998; http://www.aip.org/
history/heisenberg/p01.htm). As in Heisenberg’s gamma-ray microscope
“thought experiment,” wherein the effort to measure the position of
a particle results in a shift in its position, in our work, the temporal
dynamics or magnitude of exogenous attention is altered when awareness of the
cues is assessed. A solution to this measurement conundrum will depend on clever
scientists developing methods for assessing awareness that will not engender an
attentional control setting that modifies the effects of cues below the
threshold of awareness.
We were able to obtain IOR when the cue was not consciously perceived so long as there was no attentional set to search for the cue. This is consistent with the proposals that IOR will be seen only if attention is disengaged from the cue and that disengagement is unlikely when attention to the cue is encouraged by the requirement to provide cue-awareness reports and participants are unaware of the cue. Although attention is more strongly attracted to a consciously perceived cue when cue reports are required than when they are not, awareness of this attraction permits attentional disengagement (because the cue does not predict the likely location of the target) and the subsequent appearance of IOR. The absence of early facilitation combined with the subsequent appearance of IOR when cue reports are not required and cues are masked can be explained by assuming that under these conditions, attention (and/or the oculomotor system) has been attracted to the cue (thus causing IOR), but disengagement occurs so rapidly (as in Danziger & Kingstone, 1999) that
the early facilitation is combined with early IOR leaving no net facilitation.
This research was supported by a postgraduate
scholarship from the National Sciences and Engineering Research Council (NSERC)
of Canada to J.I. and grants from NSERC and the McDonnel-Pew Program in
Cognitive Neuroscience to R.K.. We are grateful to two anonymous reviewers for
their helpful comments. Commercial relationships: None.
1
Because of his use of cues with a reverse meaning, McCormick’s own data
from aware trials cannot serve as the comparison. Indeed, it is ironic that even
if an IOR effect had been observed in McCormick’s (1997) third experiment,
it would have been compromised by the conscious attentional set to reorient
attention away from the cue. If some participants incorrectly responded that
they were unaware of the cue when in fact they were aware of the cue, then any
effect resembling IOR might actually be due to the endogenous reorienting of
attention away from the cue or IOR, or some combination of the two.
2
The no-cue condition was excluded from the statistical analyses because it does
not constitute a fair neutral condition with the cued and uncued trials. The
presence of the cue acts like a warning stimulus and, thus, may deflate
RTs.
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