| Volume 4, Number 3, Article 5, Pages 183-195 |
doi:10.1167/4.3.5 |
http://journalofvision.org/4/3/5/ |
ISSN 1534-7362 |
Perceived transparency of neutral density filters across dissimilar backgrounds
Rocco Robilotto |
SUNY College of Optometry, New York, NY, USA |
|
Qasim Zaidi |
SUNY College of Optometry, New York, NY, USA |
|
Abstract
We examine how the luminance distributions of overlaid surfaces affect the perception of transparency of neutral density filters. Pairs of neutral density filters were generated overlying variegated backgrounds of varying luminance distributions, and observers adjusted a single parameter of one filter until the pair appeared equally transparent. Physically identical filters appeared equally transparent on similar backgrounds, but did not appear equally transparent when backgrounds differed in luminance or contrast. Reducing luminance or contrast of the background decreased perceived transparency of the overlaying filter by a multiplicative factor. Observers matched perceived transparency of physically dissimilar filters by applying a linear trade-off between reflectivity and inner transmittance. In a second experiment, filters had their spatial structure altered in order to abolish the perception of transparency and appeared as patterned opaque disks, and observers equated perceived contrast of the two overlaid areas. Match settings gave results similar to the previous experiment, indicating that, in general, perceived transparency corresponds closely to the perceived contrast of the overlaid region.
 |
|
History
Received July 21, 2003; published March 18, 2004
Citation
Robilotto, R. & Zaidi, Q. (2004). Perceived transparency of neutral density filters across dissimilar backgrounds.
Journal of Vision, 4(3):5, 183-195,
http://journalofvision.org/4/3/5/,
doi:10.1167/4.3.5.
Keywords
perceived transparency, perceived contrast, filter models
for related articles by these authors
for papers that cite this paper |
In a previous study (Robilotto, Khang, & Zaidi, 2002a), we studied the phenomenal
experience of transparency by asking observers to match the perceived
transparency of physically different filters placed on identical backgrounds. We
showed that matched perceived transparency is a one-dimensional percept that
corresponded closely to matched perceived contrast of the overlaid region. We
also showed that physically distinct filters perceived as equally transparent
had very similar transmittance,
t
(proportion of incident radiant flux that passes through the entire filter), but
could vary widely in reflectance,
r
(proportion of incident radiant flux reflected back from the filter). In the
current study, we ask whether these determinants of perceived transparency
generalize to cases where standard and matching filters are placed on dissimilar
backgrounds, and whether physically identical filters appear equally transparent
over variegated backgrounds that differ in mean luminance or contrast. We
examine whether perceived transparency across dissimilar backgrounds remains a
one-dimensional percept that corresponds to the perceived contrast of the
overlaid region. We also test whether there is a systematic relation between
perceived transparency and filter transmittance across dissimilar
backgrounds.
Most early work on transparency perception simulated
transparent layers with episcotisters, rapidly spinning disks with open wedge
sectors. These devices simulate transparencies in accordance to an algebraic
formula of color scission based on Talbot’s law ( Equation
1).  | (1) |
Here, the color of an overlaid region,
p, is specified by
a proportion, α, coming from the
opaque layer’s color,
a, and the
remaining proportion, 1 –
α, coming from the filter’s
color, e. This
model has been used to describe the perception of transparency based on physical
reflectance values (Metelli, 1974a, 1974b, 1985), lightness values as nonlinear functions
of reflectance (Beck, Prazdny, & Ivry, 1984), luminance values (Gerbino, Stultiens,
Troost, & de Weert, 1990; Kasrai &
Kingdom, 2001; Masin, 1997), subtractive color mixtures (Beck, 1978; Faul & Ekroll, 2002), and cone excitation ratios (Ripamonti &
Westland, 2003; Westland & Ripamonti,
2000).
In this study, an algebraic formula that more closely
approximates the natural properties of a real filter was used (Nakauchi,
Silfsten, Parkkinen, & Usui, 1999).
Neutral density filters were simulated from two independent physical properties:
reflectivity and
inner transmittance ( Figure 1).
Reflectivity, β, is a property of
each air-filter interface and is dependent upon the index of refraction of the
filter material. It is defined by the ratio of radiant flux reflected at a
change in index, which occurs both at the front and back surface of a filter.
Inner transmittance, θ, is a
property of the filter media and is dependent upon the path length and
absorptivity of the media. It is defined as the ratio of radiant flux reaching
the back surface of the filter to the flux that enters the filter at the front
surface (Wyszecki & Stiles, 1982). It is
important to emphasize that β and
θ are physically independent of
each other with potential ranges of 0.0 to 100%. These two physical properties
are used in this study to define filter
reflectance,
r, and
transmittance,
t ( Equations 2 and
3).
Figure 1. Model of a neutral density filter
described by two independent properties:
reflectivity, β, and
inner transmittance, θ.
β is defined by the ratio of
radiant flux reflected at a change in index, and is factored in at both the
front and back surface of a filter.
θ is defined as the ratio of
radiant flux reaching the back surface of the filter to the flux that enters the
filter at the front surface, and is factored in during each internal pass. From
these two properties, reflectance,
r, the sum of all reflected radiant
flux, and transmittance,
t, the sum of all transmitted radiant
flux, are determined.
 | (2) |
 | (3) |
Equations 2 and 3 show
that whether β or
θ is altered, both
r and
t are affected.
When a filter is placed over an opaque surface with reflectance
a, the transmitted
light is reflected by the surface back at the filter and undergoes a series of
reflections between the filter and the surface ( Figure 2). At every pass through the filter (the
first pass being indicated by the circled region), light again undergoes a
complete series of internal reflections and transmissions. This model assumes
that the filter’s distance from the underlying surface is small relative
to its distance from the illuminant. This makes the amount of light straying
into or out of the overlaid region from the edges negligible. The total
proportion of incident light reflected back from the overlaid area is indicated
by p ( Equation
4).
Figure 2. Model
of the neutral density filter from Figure 1
overlaying an opaque surface with reflectance
a. Transmitted light is reflected by
the surface back at the filter and undergoes a series of reflections between the
filter and the surface. At each pass through the filter (the first pass being
indicated by the circled region), light again undergoes a complete series of
internal reflections and transmissions. The total proportion of incident light
reflected back from the overlaid area is indicated by
p.
 | (4) |
In this study, two filters were presented side by side
( Figure 3). The standard filter had both its
reflectivity and inner transmittance fixed throughout a given trial. The match
filter had one of these two parameters fixed while the other was adjusted by the
observer. In the first experiment, the observer was instructed to match the
perceived transparency of the two filters. In the second experiment, the spatial
arrangement of the overlaid area was manipulated so that transparency cues were
abolished and the filters appeared as opaque disks ( Figure 6). Observers were instructed to match the
perceived contrast within the two disks to each other. In both experiments,
filters were generated over different types of background conditions. In the
uniform background conditions, both sides of the variegated background had the
same luminance distribution. In the dissimilar background conditions, the side
containing the standard filter had either the mean luminance or the contrast of
its background reduced.
Figure 3. Examples of stimuli used in Experiment
1. The left side of each display contained the standard filter specified by a
fixed β and
θ value. The right side of each display contained the match filter, which had one of its properties fixed while the other was adjusted by the observer. The standard was presented over one of three background conditions, uniform, lower luminance, or lower contrast. Notice the X-junctions around the edges of the filters leading to transparency cues. The bottom figure is a movie of a stimulus.
In the previous study (Robilotto et al., 2002a), filters were generated in a similar
manner and presented over variegated backgrounds of uniform luminance
distributions. Under these conditions, when the match filter had its fixed
property, β or
θ, set equal to that of the
standard, observers accurately equated its variable property when matching
perceived transparency. When the match filter had its fixed property set
different from that of the standard, observers adjusted its variable property so
that the settings formed linear functions in which reflectivity and inner
transmittance were traded-off. The resulting matches were equated in filter
transmittance, identifying it as the physical determinant of perceived
transparency. It was also found that these functions of transparency match
settings corresponded closely to functions of contrast match settings,
indicating that perceived contrast is the likely sensory determinant of
perceived transparency. We now extend this approach to conditions where
physically different filters are placed over dissimilar backgrounds.
Experiment 1: Matching perceived transparency
Stimuli presentation and data collection were computer
controlled. Stimuli were displayed on the
36° x
27° screen (1024 × 768
pixels) of a Nokia Multigraph 445 Xpro 21” color monitor at a viewing
distance of 60 cm. The refresh rate was 70 frames/s. Images were generated using
a Cambridge Research Systems Visual Stimulus Generator (CRS VSG2/3), running in
a 400-MHz Pentium II-based system. The system was calibrated for the use of
12-bit digital-analog converters with a Spectra-Scan PR-704
photospectroradiometer. After gamma correction, the VSG2/3 was able to generate
2861 linear gray levels. Any 256 gray levels could be displayed during a single
frame. By cycling through pre-computed lookup tables, we were able to update the
entire display each frame. During the experiment, observers looked through a
dark box that masked off the monitor frame around the CRT screen, and room
lights were kept off. Observer adjustments were made with a Cambridge Research
Systems three-switch experiment response box.
Background materials were simulated as randomly sized,
randomly oriented, overlapping ellipses with major axis lengths ranging from
2.2 ° to
6.6 ° and minor axis lengths of
1.8° ( Figure 3). Seven different spatial
layouts were drawn in image memory and a different layout was randomly chosen as
the background on each trial. There were a total of 576 ellipses drawn in a
layout, some of which were partially or completely occluded by others. On each
trial, ellipses were randomly assigned one of 40 reflectance ratio values,
ai,
ranging from 0.02 to 0.80 in 0.02 steps, with a mean of 0.41. The simulated
illuminant was equal energy white, with CIE coordinates (0.33, 0.33). The
display’s maximum luminance of 48.51 cd/m 2 corresponded to a
surface with 100% reflectance. For all other surfaces, luminance corresponded to
this maximum value multiplied by the surface’s reflectance ratio. The
resulting luminance of the 40 ellipses ranged from 0.97 to 38.81
cd/m 2 in 0.97 cd/m 2 steps, with a mean of 19.89
cd/m 2.
A virtual boundary vertically bisected the background
into a right and left half, and three separate background conditions were
generated: uniform,
lower luminance, and
lower contrast. In the uniform
background conditions, both halves of the background had the same luminance
distribution. In the lower luminance conditions, all the surfaces on the left
half of the display had their reflectance values reduced in half
(a'i
=
ai/2),
generating a mean luminance of 9.95 cd/m2. In the lower contrast
conditions, all surfaces on the left half of the display had their reflectances
compressed in half around the mean
(a'i
= ai
/2
+
mean
(ai)/2).
This decreased the contrast while keeping mean luminance the same.
For each trial, two filters were simulated, one on each
half of the screen, as overlaying circular regions with diameters of
6.6 °. Notice the X-junctions in Figure 3 that act as cues for transparency. The two
overlaid regions moved in a synchronized clockwise motion along circular paths
with 3.3 ° radii. Filters moved at
a rate of one full circular path every 3.3 s. The advantages of moving a filter
were multifold: a moving filter can overlay more materials than a static filter,
increasing the probability of the overlaid materials being unbiased in a given
set of materials, and the movement of filters greatly enhances the emergence of
transparent layers (D'Zmura, Rinner, & Gegenfurtner, 2000; Khang & Zaidi, 2002). In Figure
3 the filters have been enlarged and centered on their respective halves
of the display.
Filters were defined by their reflectivity,
β, and inner transmittance,
θ. The filter on the left was
always one of nine standard filters designated by a combination of one of three
βs
values (0.1, 0.2, 0.3) and one of three
θs
values (0.5, 0.6, 0.7). Both physical properties of the standard filter were
held fixed in a given trial. The filter on the right was always the match
filter. One of its physical properties was fixed while the other was adjustable
by the observer. Either
βm
was fixed at one of three values (0.1, 0.2, 0.3) and
θm
was adjustable, or
θm
was fixed at one of three values (0.5, 0.6, 0.7) and
βm
was adjustable. The adjustable property in either case could be varied
throughout its entire physical range of 0.0 to 1.0. In the dissimilar background
conditions, it was always the match filter that was simulated over the lower
luminance or lower contrast backgrounds.
Observers were instructed to adjust the properties of
the match filter until the two filters appeared equally transparent using a
three-switch response box. Each of the three switches has a resting middle
position and can be pressed either up or down. By pressing the left switch up
and down, the match filter’s adjustable parameter could be increased or
decreased through its entire range. The right switch did the same, but more
slowly, and was used to fine-tune the filter’s appearance. If the
observers were able to make a satisfactory match, they were instructed to press
the middle switch up. If no matter how they adjusted the match filter, a
satisfactory match could not be made, they were instructed to set the match
filter as close as possible and then press the middle switch down. Once the
middle switch was pressed in either direction, the display would freeze for 2 s,
the setting would be recorded, and the next background with moving overlaid
filters would appear.
Six match filters, three with different fixed
reflectivity and three with different fixed inner transmittances, were matched
to each of the nine standard filters, resulting in 54 conditions for each of the
three background types. In a single session, each of the 54 conditions was
presented once in a randomly determined sequence. Three observers with normal
visual acuity participated in this study. For each background condition,
observer RR completed 10 sessions, and observers SS and SC completed five
sessions. There was no time limit on any part of this experiment and observers
were allowed to take breaks at any time. Each session lasted approximately 40
min.
In the observers’ instructions, no further
definition of “transparency” was provided, and observers were not
informed about the parameters that they were adjusting. We wanted to see whether
observers could consistently match the perceived transparency of filters with
physically different properties without a more stringent definition of the task.
Before collecting data, observers were given a few practice runs in which they
equated transparency across filters; some of which were similar, while others
were quite different in appearance. All observers found it easy to equate their
perception of degree of transparency for filters that were different in
lightness or darkness. Note that RR is the first author while SS and SC were
naive about the issues behind the study.
The transparency match settings from Experiment 1 are
plotted in Figure 4 in terms of reflectivity and
inner transmittance. Each block of plots represents data from one of the three
observers under one of the three background conditions. The nine subplots within
each block represent the nine standard filters, whose reflectivities and inner
transmittances are represented by the horizontal and vertical lines
respectively. The six data points within each subplot represent the match
settings for the six different match filter conditions for that standard. The
three open blue triangles represent match filters whose inner transmittances
were fixed and whose reflectivities were adjusted by the observer. The three
open red circles represent match filters whose reflectivities were fixed and
whose inner transmittances were adjusted by the observer. These two properties
are independent of each other; therefore, as the observer adjusts the variable
property, the triangles can only be shifted in the vertical dimension, while the
circles can only be shifted in the horizontal dimension. Each data point
represents the average of 10 match settings for observer RR and five match
settings for observers SS and SC. Of the 3,240 match settings across the three
observers under all conditions in Experiment 1, only 6 were judged as being not
satisfactorily equal in perceived transparency after the best adjustment.
Figure 4. Mean match settings from Experiment 1
for the three observers under the three background conditions. The nine subplots
within each block represent the nine standard filters. The properties of the
standard filters are defined by the intersection of the orthogonal lines. For
each standard, the three blue triangles represent match filters with fixed
θm
and adjustable
βm,
and the three red circles represent match filters with fixed
βm
and adjustable
θm.
To help clarify Figure
4, it can be related to the example illustrated in Figure 3. In the first panel of Figure 3, the standard filter on the left has a
high reflectivity (0.3) and a high inner transmittance (0.7). Within a given
block of subplots in Figure 4, this standard
corresponds to the upper right subplot (solid lines intersecting at
β
= 0.3,
θ
= 0.7). The match filter on the right
has its reflectivity fixed at a lower value (0.1), hence its lower luminance
value, and is represented by the lowest circle in that subplot. The match filter
appears more transparent than the standard, and in order to equate perceived
transparency, the inner transmittance of the match is set lower than that of the
standard. This results in the corresponding data point being shifted
horizontally to the left.
Figure 4 shows that for
each background condition, the pattern of match settings is similar across the
three observers. Notice that in each subplot, one of the three variable
βm
matches will have its
θm
fixed at a value identical to the standard’s
θs
(indicated by the triangle on the vertical line), and one of the three variable
θm
matches will have its
βm
fixed at a value identical to the standard’s
βs
(indicated by the circle on the horizontal line). Here it is possible to equate
both properties between the filters and make veridical matches. These conditions
act as controls and measure how accurately observers match physically identical
transparent layers under the given task. For all other points, the fixed
parameter of the match is set different from that of the standard. No matter how
the adjustable property is set, even when perceived transparency is equated, the
match will be physically different from the standard.
In the uniform background conditions, when the fixed
properties of the two filters were equal, it is clear that observers were able
to accurately equate the variable property. This is seen in each subplot by the
circle fixed along the horizontal line being equated to its standard’s
θ, and the triangle fixed along
the vertical line being equated to its standard’s
β. In other words, the data points
fixed on each orthogonal line are set close to, or on top of, the intersection
point of the lines, indicating that those match filters and their standard are
physically the same.
In the uniform background conditions, when the fixed
property of the match was set different to that of the standard, there was a
consistent and linear trade-off between reflectivity and inner transmittance,
when equating perceived transparency. When the fixed property of the match
filter was set higher than that of the standard, observers set the match’s
variable property higher. When the fixed property of the match filter was set
lower than that of the standard, observers set the match’s variable
property lower. These settings form linear functions that intersect the origins
as specified by the standards. Conversely, in the lower luminance and lower
contrast background conditions, when the fixed property of the match was
different from that of the standard, observers did not equate the variable
property. This is seen in the plots with the variable
βm
settings shifted above the intersection points, and the
variable
θm
settings shifted to the left of the intersection points. The remaining data
points show a similar translation, resulting in consistent trade-offs between
reflectivity and inner transmittance forming linear functions that do not
intersect the origins specified by the
standards.
Figure 5 further
illustrates match settings for identical filters by presenting only settings
from Experiment 1 in which the match filter had its fixed property set equal to
that of the standard (conditions represented by symbols fixed on the orthogonal
lines in Figure 4). Each pair of subplots
represent a single observer under a given background condition. Left subplots
represent the mean (±1 SD) of all adjustable
θm
settings versus
θs,
when
βm
equaled
βs.
Right subplots represent the mean (±1
SD) of all
adjustable
βm
settings versus
βs,
when fixed
θm
equaled
θs.
The dashed lines represent the unit diagonal, or where the match filter’s
adjustable property would equal that of the standard. In these conditions,
because the match filter’s fixed property is already equal to that of the
standard, any setting lying along the unit diagonal would make the two filters
physically identical. In the uniform background conditions, mean settings are
close to and almost always within 1
SD of the unit
diagonal. This indicates that when fixed properties are equal, variable
properties can be accurately equated as well. However, in the lower luminance
and lower contrast conditions, mean match settings fall significantly below the
unit diagonal for adjustable
θm
conditions, and significantly above the unit diagonal for adjustable
βm
conditions. In other words, when observers equated perceived transparency of
these filters, they either lowered the match filter’s inner transmittance
to a value less than its standard, or raised the match filter’s
reflectivity to a value greater than its standard. These actions both have the
effect of decreasing the luminance range of the overlaid area and decreasing
transmittance. Given that the variable parameter is not equated when the fixed
parameter is equal, physically identical filters on different backgrounds do not
appear equally transparent. This can also be demonstrated by clicking on Figure 3 to view an example movie. In the movie,
the two filters are simulated with identical physical properties, yet the filter
over the lower luminance background is perceived as less transparent. It can be
concluded that decreasing a variegated background’s mean luminance or
contrast decreases the degree of perceived transparency of an overlaid
filter.
Figure 5. Mean
match settings of adjustable properties (± 1
SD) versus standard properties for
conditions where the fixed property of the match was set equal to that of the
standard. Pairs of subplots are for the three observers in each of the three
background conditions. For each pair, the left subplot represents all adjustable
θm
settings when fixed
βm
= βs.
The right subplot represents all adjustable
βm
settings when fixed
θm
= θs.
Dashed lines represent the unit diagonal, where the setting would lie to equate
both properties.
The results of Experiment 1 also confirm the
one-dimensionality of perceived transparency for broader conditions. In order
for a percept to be considered one-dimensional, certain requirements must be met
(Brindley, 1970; Zaidi, 1992): (1) one control should be sufficient to
achieve a match, (2) perceived matches should be possible in all conditions
within range, and (3) if two independent controls are used in two separate
trials, the perceived matches should be the same or fall on the same function.
In this experiment, all three requirements were met for matches of perceived
transparency: (1) observers were able to achieve matches by adjusting either
reflectivity, or inner transmittance, (2) matches were judged satisfactory by
the observers in 3,234 out of 3,240 trials, and (3) the tradeoffs between
reflectivity and inner transmittance form the same functions for reflectivity
adjustments as inner transmittance adjustments. Match settings made by adjusting
reflectivity overlap the match settings made by adjusting inner transmittance
and would be indistinguishable if plotted with the same symbols.
Experiment 2: Matching perceived contrast
Varying the reflectivity of a filter has different
effects on mean luminance and luminance range of overlaid areas than varying the
inner transmittance of a filter. For a fixed reflectivity, when inner
transmittance is increased, the overlaid region increases in mean luminance and
luminance range. For a fixed inner transmittance, when reflectivity increases,
the overlaid region increases in mean luminance but decreases in luminance
range. In Experiment 1, even though the overlaid regions were often of disparate
luminance, equating perceived transparency was almost always possible. This
effectively rules out luminance as a determinant of perceived
transparency.
In a previous study (Robilotto et al., 2002a), we found that perceived contrast
was equated when observers matched perceived transparency. Other studies, using
tripartite or sinusoidal backgrounds (Kasrai & Kingdom, 2001; Singh & Anderson, 2002b), have shown that Michelson contrast
predicts perceived transparency. Due to our complex variegated background,
Michelson contrast, as well as other standard contrast metrics (Moulden,
Kingdom, & Gatley, 1990) are not
sufficient predictors (Robilotto et al., 2002a). We now attempt to generalize the
relationship between perceived contrast and perceived transparency to conditions
of dissimilar backgrounds.
To test whether perceived contrast is the sensory
determinant of perceived transparency, observers were asked to equate perceived
contrast of similar filter stimuli over multiple background conditions. In order
to separate perceived contrast from perceived transparency, the stimuli were
altered to remove cues to transparency ( Figure
6). If observers were using perceived contrast as the sensory determinant of
perceived transparency, the match settings in Experiment 2 should be similar to
the settings made in Experiment 1.
Figure 6. Examples of stimuli used in Experiment 2. The same filter model used in Experiment 1 determines the luminances of the overlaid areas, but the spatial configurations are consistent with opaque, patterned disks. Notice how the occluding T-junctions around the edges of the overlaid regions make the simulated filters appear as opaque patterned disks. The bottom figure is a movie of a stimulus.
The three background conditions in Experiment 2 were
identical to those of Experiment 1, and two circular regions overlaid by filters
were presented on either side of the display. Unlike Experiment 1 in which the
spatial pattern of the overlaid layers corresponded to the background directly
beneath them, the spatial pattern of the overlaid layers in Experiment 2
corresponded to fixed patches of background. These fixed patches came from each
filter’s respective side and from areas outside the observer viewing area.
This had the effect of replacing transparency-inducing X-junctions along the
edge of the filters in Figure 3 with occluding
T-junctions, which break figural unity between the overlay and the background
(Anderson, 1997; Kasrai & Kingdom, 2002; Watanabe
& Cavanagh, 1993). During
presentation, the overlaid regions moved in the same synchronized clockwork
motion used in Experiment 1, but their spatial pattern remained unchanged. The
resulting stimuli appeared as opaque, patterned disks moving over a variegated
background. Click on Figure 6 to view an example
movie. In the movie, the two disks have been simulated from filters with
identical physical properties.
Experimental parameters were otherwise identical to
those used in Experiment 1. The filter on the left was always one of nine
standard filters designated by a combination of one of three
βs
values (0.1, 0.2, 0.3) and one of three
θs
values (0.5, 0.6, 0.7). The match filter had either its
βm
or
θm
fixed while the other was adjustable. The observer’s task was to match the
perceived contrast within the two opaque disks to each other. As in Experiment
1, the local luminances of the overlaid regions were calculated on the basis of
the reflectivities and inner transmittances of the filters and the reflectances
of the background surfaces in accordance to Equation
4. In this way, observers were adjusting perceived transparency in
Experiment 1 and perceived contrast in Experiment 2 by adjusting the same two
properties, β and
θ. The adjustable property was
varied using the same response box in the manner previously described.
The data from Experiment 2 were analyzed in an
identical fashion to the data from Experiment 1 and plotted in Figure 7. Again, each of the nine blocks of plots
represents data from a single observer under a single background condition. The
nine subplots within each block represent the nine standard filters, whose
reflectivities and inner transmittances are represented respectively by the
horizontal and vertical lines. The six data points in each plot represent the
mean match settings for the six different match filter conditions for each
standard. The three open blue triangles represent the three conditions where the
match filter’s inner transmittance was fixed and the observer adjusted
reflectivity. The three open red circles represent the three conditions where
the match filter’s reflectivity was fixed and the observer adjusted inner
transmittance. Each data point represents the average of 10 match settings for
observer RR and five match settings for observers SS and SC.
Figure 7. Mean
match settings from Experiment 2 for the three observers under the three
background conditions plotted in an identical manner as Figure 4. The nine subplots within each block
represent the nine standard filters. The properties of the standard filters are
defined by the intersection of the orthogonal lines. For each standard, the
three blue triangles represent match filters with fixed
θm
and adjustable
βm,
and the three red circles represent match filters with fixed
βm
and adjustable
θm.
For comparison, match settings from Experiment 1 are superimposed over the plots
as dots.
In Experiment 2, under uniform background conditions,
observers were able to accurately equate the variable property when the fixed
property of the two filters was equal. This is shown by data points on the
orthogonal lines being set close to the intersection point. When the fixed
properties were different, there was a consistent and linear trade-off between
reflectivity and inner transmittance. For conditions of dissimilar backgrounds,
when the fixed properties of the two filters were equal, observers did not
equate the variable property. In other words, identical filters over dissimilar
backgrounds appear different in perceived contrast. Instead of equating the
variable property, observers set the match filter’s reflectivity higher
and inner transmittance lower than that of the standard. These both have the
effect of making the match filter more opaque and lowering its contrast. This
counters the lower contrast within the standard’s overlaid area due to the
reduction of mean luminance or contrast of the standard’s
background.
For comparison of perceived transparency and perceived
contrast, the match settings from Experiment 1 are superimposed on the plots as
dots
in
Figure 7. The pattern of results is
almost identical between the two experiments. In almost all conditions, the dots
representing match settings for perceived transparency fall within or near the
symbols representing match settings for perceived contrast. Figure
7
makes it clear that observers make the same settings when asked to match
contrast as they did when asked to match perceived transparency. Given that the
same settings are made, it is likely that perceived contrast of the overlaid
regions is the sensory determinant of perceived transparency, even for
conditions of dissimilar backgrounds.
The question underlying this study is, can physically
different filters be ranked or equated on a perceptual dimension such as
“degree of perceived transparency”? In some cases where one is asked
to isolate one quality from multi-quality stimuli, the conceptual unity of a
quality may not be a perceptual unity. Despite this, we were curious about the
quality that is called transparency in the vernacular. So in our previous paper
(Robilotto et al., 2002a), we asked
observers to match two physically different filters for "transparency," while
giving them control over one of two independent physical parameters of the
stimulus. The observers could have done a number of things: rejected any match
(this happened a few times where the controls were lacking in range), matched
the mean luminance of the overlaid sections, matched the lightest or darkest
shades of the overlaid sections, matched the perceived contrast, or used some
higher order image statistics. We provided minimal instructions and no feedback
to our observers to see if they could carry out the task in a consistent and
meaningful manner. The results showed consistency within and across observers. A
second experiment showed that the transparency matches were also perceived
contrast matches. In addition, although observers could only adjust
reflectivity, β, or inner
transmittance, θ, to equate
perceived transparency, they actually equated transmittance,
t, of the filters,
irrespective of reflectance,
r, (see Figure 10
of Robilotto et al. ( 2002a)). Thus
perceived transparency corresponded closely to a meaningful physical property of
the filters, t, which in turn is a
function of both β and
θ. These results suggested that
judging perceived transparency seems to be a fairly natural task that has simple
sensory and physical correlates. We used identical instructions and similar
stimuli in this study to examine the sensory and physical correlates of
perceived transparency when filters are placed on dissimilar backgrounds.
The results show that even across dissimilar
backgrounds, observers use contrast to equate for transparency. This seems to be
a sensible strategy in everyday perception. Experience with transparency is
fairly common There is ample opportunity to judge clarity of water if you fish,
swim, or dive, and in colder climates there is fog. It makes sense that the
clarity of outlines or patterns through fog or water is the functionally
important quality; so perceived contrast is the natural metric. If one moves
though such a transparency toward an object, one also gets feedback about the
actual sharpness of the outlines and patterns as one gets closer to the object.
It seems that the visual system learns to make use of readily available image
variables/statistics to estimate surface attributes without requiring a detailed
physical model.
Although
β and
θ are physically independent
properties that characterize a neutral density filter, neutral density filter
properties can be more easily measured in terms of filter reflectance and
transmittance. It is important to realize that
r and
t were not used as
the adjustable properties because they are not independent of each other ( Figure 1).
r and
t are values that describe proportions
of the total original incident light, and their sum must be less than or equal
to 1.0. The remaining proportion of incident light is absorbed within the
filter. β and
θ are values that describe the
surface reflecting and media absorbing properties of the material, and can
independently vary between 0.0 and 1.0.
In order to assess the degree to which the physical
determinant of transmittance predicts perceived transparency, match settings
from Experiment 1 were transformed from
β and
θ into
r and
t according to Equations 2 and 3. For each observer under each
background condition, transmittances of the match filters are plotted versus
transmittances of their respective standards in Figure 8. Each data point represents the mean
transmittance (±1
SD) of all matches
made to one of the nine standards. From the nine mean data points, slopes (represented by the solid lines)
were determined that best fit the data by minimizing the sum of the squared
errors of a one-parameter model through the origin (Box, Hunter, & Hunter,
1978). Best-fit slope values and their SEs are
listed inside each plot. The 95% confidence intervals were determined by
multiplying the SE by the critical
t value (2.306) of
a two-tailed test with a 0.05 level of significance and 8 deg of freedom.
Confidence intervals are represented by the shaded areas around the slopes.
Dashed lines indicate the unit diagonal with a slope of 1.0, where the
transmittance of the match and standard would be equal. In all conditions,
linear slopes fit well with small SEs. For two of the three observers under
uniform background conditions (SS and SC), the confidence interval fell around
the unit diagonal, indicating that match filters were generally judged as
equally transparent to standard filters when their transmittance was equated.
For the third observer under uniform background conditions (RR), confidence
interval fell slightly below the unit diagonal. Under conditions of lower
contrast and lower luminance, observers consistently adjusted
βm
or
θm
so that the transmittance of the match filter was significantly less than that
of the standard. This is seen by the confidence intervals falling well below the
unit diagonal for all observers. These lower transmittance values agree with the
translation of data points seen in Figure
4 toward higher reflectivity and lower
inner transmittance settings, and compensate for the decreased perceived
transparency of the
standards.
Figure 8. Match settings from Experiment 1 are
replotted in terms of transmittance, t.
Each data point represents the mean transmittance (± 1
SD) of all matches made to one of the
nine standards. Solid lines represent slopes fit to the mean data points and the
shaded areas correspond to their 95% confidence intervals. Dashed lines indicate
the unit diagonal, where settings of equal transmittance would lie. Best-fit
slope values and their SEs are listed inside each plot.
The transformed data from Experiment 1 were also
replotted in terms of
r and
t in Figure 9 to show that for each standard, match
filters had very similar transmittances despite varying substantially in
reflectance. In Figure 9, each block of subplots
for the three different background conditions represents the transformed average
match settings from the three observers in Figure
4. Each subplot represents one of the nine standard filters specified by the
intersections of the solid orthogonal lines. Again, open blue triangles
represent match settings with adjustable reflectivities, and open red circles
represent match settings with adjustable inner transmittances. Settings are
restricted to the physically realizable space to the left of the diagonal where
r + t
≤ 1.0. Under uniform
background conditions, match settings line up vertically along the transmittance
of their standards. Under the low luminance and low-contrast background
conditions, settings still line up vertically along a given transmittance, but
are consistently shifted to the left of their standards’ transmittance. This further attests to the decreased degree of perceived transparency when a filter is placed on a background of lower mean luminance or contrast.
Figure 9. Mean match settings from Experiment 1
replotted in terms of reflectance, r,
and transmittance, t. Settings are
averaged across the three observers. As in Figure
4, each subplot represents one of the nine standard filters specified by the
intersection of the solid orthogonal lines. For each standard, triangles
represent adjustable
βm
match settings, and circles represent adjustable
θm
match settings. Settings are restricted to the physically realizable space left
of the diagonal where r + t ≤
1.0.
Note that transmittance is not independent of
reflectance for a filter, but is easier to measure with optical means than inner
transmittance or reflectivity. It should be pointed out that all of our
simulations were for glasslike clear filters (i.e., filters that do not scatter
light). In a different paradigm, Singh and Anderson ( 2002a) ran opacity matching experiments with
square-wave-background transparency displays that included blur in the lower
contrast region (simulating translucency); observers' opacity matches no longer
corresponded to their contrast matches. In particular, incrementally increasing
the degree of blur led to a much greater decrease in perceived transmittance,
and a relatively small decease in apparent contrast. So, in contexts involving
image blur due to the light-scattering properties of translucent layers, the
clean correspondence between perceived transmittance and apparent contrast may
no longer obtain.
Although contrast sensitivity varies considerably with
changes in observation conditions, such as mean luminance, spatial frequency,
and retinal eccentricity, studies have shown that apparent contrast of
suprathreshold patterns are much less affected by such changes (Georgeson &
Sullivan, 1975; Kulikowski, 1976). This phenomenon of contrast constancy
has been shown to hold true over a wide range of conditions, but fails for
patterns viewed under natural conditions with low luminance and high spatial
frequency (i.e., Gabor patches of 8c/deg or higher and 2cd/m 2 or
less; Peli, Arend, & Labianca, 1996; Peli,
Yang, Goldstein, & Reeves, 1991). The
stimuli used in the current study have greater mean luminances and lower spatial
frequencies than those shown necessary for failure of contrast constancy.
It is clear from Figure
8 that the data points are well fit by straight lines through the origin in
all the plots, with slopes near 1.0 for uniform background conditions, and
slopes significantly different than 1.0 for dissimilar backgrounds. This
indicates that reducing luminance or contrast of the background decreases
perceived transparency of the overlaying filter by a multiplicative factor. In
addition, because perceived transparency corresponds closely to perceived
contrast, these results show that in complex gray-scale configurations, halving
mean luminance of a background’s surface distribution has a very similar
effect to compressing the distribution in half around the mean luminance. In
other words, perceived contrast is not independent of mean luminance.
This work was made possible by National Institute of Health Grant EY07556 to QZ. The authors would like to thank Fuzz Griffiths and Andrea Li for their helpful comments. Portions of this work were presented at the 2002 Vision Sciences Society Conference in Sarasota, FL (Robilotto, Khang, & Zaidi, 2002b).
Commercial relationships: none.
Corresponding author: Rocco Robilotto.
Email: rrobilotto@sunyopt.edu.
Address: SUNY College of Optometry, New York, NY, USA.
Anderson, B. L. (1997). A
theory of illusory lightness and transparency in monocular and binocular images:
The role of contour junctions. Perception,
26, 419-453. [ PubMed]
Beck, J. (1978). Additive and
subtractive color mixture in color transparency.
Perception and Psychophysics, 23,
265-267. [ PubMed]
Beck, J., Prazdny, K., &
Ivry, R. (1984). The perception of transparency with achromatic colors.
Perception and Psychophysics, 35,
407-422. [ PubMed]
Box, G. E., Hunter, W. G., &
Hunter, J. S. (1978). Statistics for
experimenters. New York: John Wiley & Sons.
Brindley, G. S. (1970).
Physiology of the retina and visual
pathway (2nd ed.). London: Edward Arnold.
D'Zmura, M., Rinner, O., &
Gegenfurtner, K. R. (2000). The colors seen behind transparent filters.
Perception, 29, 911-926. [ PubMed]
Faul, F., & Ekroll, V. (2002).
Psychophysical model of chromatic perceptual transparency based on subtractive
color mixture. Journal of the Optical Society
of America A, 19, 1084-1095. [ PubMed]
Georgeson, M. A., &
Sullivan, G. D. (1975). Contrast constancy: deblurring in human vision by
spatial frequency channels. Journal of
Physiology, 252, 627-656. [ PubMed]
Gerbino, W., Stultiens, C. I.,
Troost, J. M., & de Weert, C. M. (1990). Transparent layer constancy.
Journal of Experimental Psychology: Human
Perception and Performance, 16, 3-20. [ PubMed]
Kasrai, R., & Kingdom, F.
A. (2001). Precision, accuracy, and range of perceived achromatic transparency.
Journal of the Optical Society of America A,
18, 1-11. [ PubMed]
Kasrai, R., & Kingdom, F.
A. (2002). Achromatic transparency and the role of local contours.
Perception, 31, 775-790. [ PubMed]
Khang, B. G., & Zaidi, Q.
(2002). Accuracy of color scission for spectral transparencies.
Journal of Vision, 2(6), 451-466. [ PubMed] [ Article]
Kulikowski, J. J. (1976).
Effective contrast constancy and linearity of contrast sensation.
Vision Research, 16, 1419-1431. [ PubMed]
Masin, S. C. (1997). The luminance
conditions of transparency. Perception,
26, 39-50. [ PubMed]
Metelli, F. (1974a).
Achromatic color conditions in the perception of transparency. In R. B. MacLeod
& H. L. Pick (Eds.), Perception: Essays in
honor of J. J. Gibson (pp. 95-116). Ithaca, NY: Cornell University
Press.
Metelli, F. (1974b). The
perception of transparency. Scientific
American, 230, 90-98. [ PubMed]
Metelli, F. (1985).
Stimulation and perception of transparency.
Psychological Research, 47, 185-202.
[ PubMed]
Moulden, B., Kingdom, F., &
Gatley, L. F. (1990). The standard deviation of luminance as a metric for
contrast in random-dot images. Perception,
19, 79-101. [ PubMed]
Nakauchi, S., Silfsten, P.,
Parkkinen, J., & Usui, S. (1999). Computational theory of color
transparency: Recovery of spectral properties for overlapping surfaces.
Journal of the Optical Society of America A,
16, 2612-2624.
Peli, E., Arend, L., &
Labianca, A. T. (1996). Contrast perception across changes in luminance and
spatial frequency. Journal of the Optical
Society of America A, 13, 1953-1959. [ PubMed]
Peli, E., Yang, J. A., Goldstein,
R., & Reeves, A. (1991). Effect of luminance on suprathreshold contrast
perception. Journal of the Optical Society of
America A, 8, 1352-1359. [ PubMed]
Ripamonti, C., &
Westla[nd, S. (2003). Prediction of transparency perception based on
cone-excitation ratios. Journal of the Optical
Society of America A, 20, 1673-1680. [ PubMed]
Robilotto, R., Khang, B. G., & Zaidi, Q. (2002a).
Sensory and physical determinants of perceived achromatic transparency.
Journal of Vision, 2(5), 388-403. [ PubMed]
[ Article]
Robilotto, R., Khang, B.
G., & Zaidi, Q. (2002b). Perceived transparency across dissimilar
backgrounds [Abstract]. Journal of Vision,
2(7), 362a. [ Abstract]
Singh, M., & Anderson, B.
L. (2002a). Perceptual assignment of opacity to translucent surfaces: the role
of image blur. Perception, 31, 531-552.
[ PubMed]
Singh, M., & Anderson, B.
L. (2002b). Toward a perceptual theory of transparency.
Psychological Review, 109, 492-519. [ PubMed]
Watanabe, T., & Cavanagh,
P. (1993). Transparent surfaces defined by implicit X junctions.
Vision Research, 33, 2339-2346. [ PubMed]
Westland, S., & Ripamonti,
C. (2000). Invariant cone-excitation ratios may predict transparency.
Journal of the Optical Society of America A,
17, 255-264. [ PubMed]
Wyszecki, G., & Stiles, W.
S. (1982). Color science: Concepts and
methods, quantitative data and formulae (2nd ed.). New York: John Wiley
& Sons.
Zaidi, Q. (1992). Parallel and
serial connections between human color mechanisms. In J. R. Brannan (Ed.),
Applications of parallel processing in
vision (pp. 227-259). Amsterdam: North-Holland.
|